IN THE ITAT, MUMBAI BENCH, ‘G’

Megji Mathradas

v.

Assistant Commissioner of Income-tax

SMT. P. MADHAVI DEVI, JUDICIAL MEMBER

AND K.K. BOLIYA, ACCOUNTANT MEMBER

I.T. APPEAL NO. 5425 (MUM) OF 2004

[Assessment year - 1998-99]

August 21, 2007

 

 

 

 

Section 234B read with sections 147 and 154 of the Income-tax Act, 1961 - Interest chargeable - Assessment year 1998-99 - For assessment year 1998-99 assessee’s return was initially processed under section 143[1][a] and regular assessment was completed under section 147 read with section 143[3] on 31-12-2002 - Assessing Officer initially charged interest under section 234B(3) from 1-4-1998 to 31-12-2002 when regular assessment was completed - Subsequently, Assessing Officer rectified said order under section 154 and charged interest from date of intimation under section 143(1)(a) (i.e. 24-9-2000) to date of regular assessment (i.e. 31-12-2000) - Thereafter, Assessing Officer issued notice for rectifying assessment order for second time by holding that interest under section 234B(3) was wrongly charged from 24-9-2000 and instead it was to be charged from 1-4-1998 as per section 234B(1) - Assessee submitted that provisions of sub-section [1] and sub-section [3] of section 234B operate in different fields and provisions of sub-section [3] are applicable to his case as assessment under section 147 is a case of re-assessment, thus attracting provisions of sub-section [3] of section 234B - Whether as per Explanation 2 to sub-section [1] of section 234B, assessment done under section 147 is regular assessment for purposes of section 234B and not re-assessment / recomputation under section 147 as claimed by assessee - Held, yes - Whether therefore, provisions of sub-section [1] of section 234B were applicable to case of assessee and Assessing Officer was justified in rectifying such a mistake under section 154 - Held, yes

 

FACTS

For assessment year 1998-99 assessee’s return was initially processed under section 143[1][a] and regular assessment was completed under section 147 read with section 143[3] on 31-12-2002.  The Assessing Officer initially Charged interest under section 234B(3) from 1-4-1998 to 31-12-2002 when regular assessment was completed - Subsequently, the Assessing Officer rectified said order under section 154 and charged interest from date of intimation under section 143(1)(a) (i.e. 28-9-2000) to the date of regular assessment (i.e. 31-12-2000).  Thereafter, the Assessing Officer issued notice for rectifying the said assessment order for second time by holding that the interest under section234B (3) was wrongly charged from 24-9-2000 and instead it was to be charged from 1-4-1998 as per section 234B (1).  He therefore, rectified the said order for second time.  On appeal, the Commissioner (Appeals) confirmed the order of the Assessing Officer.  In the instant appeal, the assessee submitted that the Assessing Officer had duly applied his mind while passing the rectification order under section 154 in the first instance and had correctly charged interest under section 234B from 24-9-2000 and, therefore, it was not open for the Assessing Officer to rectify the same under section 154, as it would amount to change of opinion and not a mistake apparent from record.  He also submitted that the provision of sub-section (1) and (3) of section 234B operate in different fields and provisions of sub-section are applicable to his case as the assessment under section 147 is a case of reassessment thus attracting provision of section 234B(3).

 

HELD

To assume jurisdiction under section 154, the basic requirement is that there must be a mistake apparent from record.  In taxation law, mistake is not merely an arithmetical or clerical error, but it may be a mistake either of law or of fats.  The Supreme Court in the case of Satyanarayan Laxminarayan Hegde v. Mallikarjun Bhavanappa Thirumale AIR 1960 SC 137, has held that a mistake apparent from record must be an obvious and apparent mistake and not something which can be established by a long drawn process by reasoning on points on which there may be conceivably two opinions. It is also a settled principle of law that if a statutory provision is capable of two interpretations, taking one such interpretation, cannot give rise to an error if one is of the view that the other interpretation was more correct in the context. In the instant case, assessee sought application of sub-section (3) of section 234B, whereas the Assessing Officer had applied sub-section (1) of section 234B. [Para 7]

Sub-section (3) of section 234B is applicable to a case where an order of reassessment/recomputation is made under section 147 or section 153A, whereas the provisions of sub-section (1) of section 234B are applicable to cases where the assessee is liable to pay advance tax and has failed to pay such tax or has paid less than 90 per cent of the assessed tax. Explanation 2 to sub-section 1 of section 234B also provides that where an assessment for the first time is made under section 147 or under section 153A, the assessment so made shall be regarded as the regular assessment for the purpose of this section. In the instant case, the return was initially processed under section 143(1)(a) and subsequently assessment was completed under section 147 read with section 143(3).  As held by the jurisdictional High Court in the case of CIT v. Rajkumar Dipchand Phade [2001] 249 ITR 520/116 Taxman 783 (Bom.) the intimation under section 143(1) is a summary assessment.  By applying the Explanation 2 to sub-section (1) of section 234B, the assessment done under section 147 is the regular assessment for the purposes of section 234B and not the case of re-assessment/recomputation under section 147 as claimed by the assessee.  In this view of the matter, the provisions of sub-section (1) of section 234B were applicable to the case of the assessee.  The provisions of law are clear and the Assessing Officer had committed a mistake in applying the correct provisions of law.  The Commissioner (Appeals) had rightly considered the provisions of law and had rightly held that no two views were possible in the instant case and the Assessing Officer was justified in rectifying such a mistake under section 154. The Tribunal was, therefore, not inclined to interfere with the order of the Commissioner (Appeals) and the grounds of appeal raised by the assessee were rejected. [Para 8]

The appeal was dismissed, accordingly.

 

CASE REVIEW:

CIT v. Rajkumar Dipchand Phade [2001] 249 ITR 520/116 Taxman 783 (Bom) [Para 8] followed