IN THE ITAT MUMBAI BENCH ‘J’

J.M. Trading Corpn.

v.

Assistant Commissioner of Income-tax, Central Circle 22, Mumbai

G.D. AGRAWAL, VICE PRESIDENT

AND MS. SUSHMA CHOWLA, JUDICIAL MEMBER

IT APPEAL NOS. 1435 TO 1438 AND 2629 (MUM.) OF 2007

[ASSESSMENT YEARs 1998-99 TO 2001-02 AND 2004-05]

SEPTEMBER 28, 2007

Section 132 of the Income-tax Act, 1961 - Search and seizure - General - Assessment years 1998-99 to 2001-02 and 2004-05 - Whether mere mentioning of name in panchnama does not lead to conclusion that a valid search was conducted against assessee - Held, yes - Whether mere search of premises owned by assessee but rented to another concern does not by any implication prove conduct of search as enumerated under section 132 against assessee - Held, yes

Section 153A, read with section 132 of the Income-tax Act, 1961 - Assessment in case of search on requisition - Assessment years 1998-99 to 2001-02 and 2004-05 - Whether provisions of section 153A are only applicable in case valid search is conducted against assessee under section 132 - Held, yes

Facts

On the basis of a search warrant, which also contained assessee firm’s name, search and seizure operations were carried out under section 132 on a concern, which occupied assessee’s premises as tenant. Subsequently, the assessee’s original assessments framed under section 143(3) were reframed under section 143(3) read with section 153A, which resulted in making further additions in assessee’s hands. On appeal, the Commissioner (Appeals) while dismissing the assessee’s plea against the issue of notice under section 153A on the ground that there was no search action conducted upon it, upheld the impugned additions.

On second appeal:

Held

Section 132 provides the acts and deeds to be carried out by the search team at the premises of the assessee. The conduct of search includes acts, deeds and things enumerated under section 132 which an authorized officer is bound to carry out in order to complete the process of search. Search is an invasion of privacy of the assessee and all proceedings connected with search need to be carried out within the framework of the provisions of the Act. In case of non-compliance to the provisions of the Act by the Authorised Officer, such searches are invalid and illegal. In the instant case, no search was conducted against the assessee as the premises occupied by the assessee were not entered upon and searched by the Authorised Officer. Mere search of the premises owned by the assessee but rented to another concern does not by any implication prove the conduct of search against the assessee in view of the fact that the assessee was not available at the address searched upon. Mere mentioning of name in the panchnama does not lead to the conclusion that a valid search was conducted against the assessee. In the totality of circumstances, where no search had been conducted against the assessee there was no merit in the issue of notice under section 153A under which the jurisdictional area of operation is six assessment years immediately preceding the assessment year relevant to the previous year in which search was conducted. In case, no search is conducted against a person, the period of operation to which the provisions of section 153A would apply, cannot be determined and the invoking of provisions of section 153A is baseless. Though the provisions of section 158BC are not applicable to searches conducted after 31-5-2003, but the provisions of section 132 are continuing on the statute implying thereby that the provisions of section 153A are only applicable in case valid search is conducted against the assessee under section 132. Accordingly, the assessments made against the assessee under the provisions of section 143(3) read with section 153A were to be declared as null and void and the same was to be cancelled by the Assessing Officer. Thus, the issue related to the validity of search raised by the assessee was to be allowed. [Para 24]

Cases referred to

Smt. Sita Devi v. CIT [1980] 122 ITR 105/[1979] 2 Taxman 463 (Punj. & Har.) (para 8), Nawal Kishore & Sons Jewels v. Dy. CIT [2003] 87 ITD 407 (Luck.) (SB) (para 10), CIT v. Kelvinator of India Ltd. [2002] 256 ITR 1/123 Taxman 433 (Delhi) (FB) (para 11), M.B. Lal v. CIT [2005] 279 ITR 298/149 Taxman 490 (Delhi) (para 20) and C. Ramaiah Reddy v. Asstt. CIT (Inv.) [2004] 268 ITR (AT) 49/[2003] 87 ITD 439 (Bang.) (SB) (para 22)

J.P. Bairagra for the Appellant. Ajay for the Respondent.

 

nn