HIGH COURT OF BOMBAY

Haji N. Abdulla

v.

Income-tax Settlement Commission

F.I. Rebello and J.P. Devadhar, JJ.

Writ Petition No. 1427 of 2007

October 8, 2007

Section 245C of the Income-tax Act, 1961 - Settlement Commission - Application for settlement of cases - Block period 1-4-1990 to 27-2-2001 - Whether there cannot be a fresh application in respect of same subject-matter, if first application is rejected after assuming jurisdiction, as Settlement Commission is a quasi-judicial authority - Held, yes - Pursuant to a search, petitioner filed block return disclosing undisclosed income of Rs. 22,22,351 - Block assessment order was passed determining petitioner’s undisclosed income at Rs. 82,68,217 - Petitioner filed an appeal against block assessment order and during pendency of same, he filed application under section 245C(1) before Settlement Commission offering Rs. 10 lakh as additional income - Application was rejected on grounds that at time of filing application there was no valid pendency of any proceeding as entire adjudication tax was not paid in pending appeal; and that there was no full and true disclosure of undisclosed income - Petitioner filed second application on basis that there was valid proceeding pending and offered a higher amount of Rs. 15 lakh as additional income - Settlement Commission was satisfied as regards pendency of proceeding, but rejected application on ground that making of full and true disclosure is a one-time activity - Petitioner filed writ petition challenging such rejection - Whether when Settlement Commission had recorded a finding that there was no true disclosure, it would then be a finding of fact and in subsequent proceeding it would not be open to Settlement Commission to review said finding in absence of any power to consider any fresh materials or cause of action - Held, yes - Whether, therefore, holding of Settlement Commission that considering finding recorded in first application, it would not be open to consider second application, could not be said to be without jurisdiction - Held, yes - Whether a person, who seeks to invoke jurisdiction of Commission, must come and disclose true facts and since nothing had happened between first disclosure and second disclosure warranting petitioner to disclose a larger quantum, finding arrived at by Commission that there was no full and true disclosure did not suffer from any error and, therefore, writ petition was to be dismissed - Held, yes

Facts

Pursuant to a search at his premises, the petitioner filed block return disclosing undisclosed income of Rs. 22,22,351. The block assessment order was passed determining the undisclosed income at Rs. 82,68,217. The petitioner filed an appeal before the Commissioner (Appeals) against the block assessment order, which was pending. The petitioner also filed an application under section 245C(1) before the Settlement Commission offering Rs. 10 lakh as additional income. The Commission rejected the application on two grounds : (1) that at the time of filing the application under section 245C(1), there was no valid pendency of any proceeding as the entire adjudication tax was not paid in the pending appeal; and (2) that there was no full and true disclosure of undisclosed income. The miscellaneous application for rectification was also dismissed. The petitioner then filed a fresh application under section 245C(1) as, according to it, there was a valid proceeding pending. The petitioner, in that application, offered Rs. 15 lakh as additional income instead of Rs. 10 lakh as offered in the earlier application. The Settlement Commission was satisfied as regards the pendency of proceeding, but rejected the application on the ground that making of full and true disclosure is a one-time activity. The petitioner’s application for rectification was also dismissed.

On writ petition, the petitioner, although accepted that the Commission had rightly dismissed first application on the ground that there was no proceeding pending, but, as regards the second ground of no full and true disclosure, it was submitted that once an application was dismissed on the ground that no proceeding was ending, the Settlement Commission’s subsequent finding that there was no full and true disclosure was without jurisdiction and, consequently, would have to be ignored. According to the petitioner, it was, therefore, open to the Settlement Commission to entertain the second application and the dismissal of second application on the basis of earlier application was an error of law.

Held

The bar under section 249(4) is that the appeal would not be admitted unless the tax dues are first paid. It was not the case of the petitioner that the appeal was dismissed for failure to pay the tax dues. On the contrary, according to the petitioner, the tax dues had subsequently been paid and the appeal was pending. Preferring an appeal and admission of an appeal are two distinct requirements and stages. A proceeding can be said to be pending even on presentation, though it may not be admitted by the Tribunal to dispose of the appeal on merits. The instant case was not a case of patent lack of jurisdiction. It was a case where an appeal was presented, but was not admitted at the time when the settlement proceedings were disposed of as tax dues had not been paid. The Settlement Commission might have recorded that the proceedings were not pending. That, by itself, could not be a ground to hold that the proceedings were not pending. At the highest, it would be a case where the appeal was not admitted. The Settlement Commission also declined to entertain the application on the ground that there was no full and true disclosure. The order of the Settlement Commission is an order of a quasi-judicial authority. Once there is a order of a quasi-judicial authority, remedy of a person aggrieved is to challenge that order before the competent forum. It would be open to a party to present a second application without the first order being set aside, only in a case where an order can be said to be a nullity at law, in other words, where the Tribunal has no jurisdication. The instant case was not a case of want of jurisdiction. It was a case of failure to exercise jurisdiction and when an order was passed by giving reasons, a second application before the Settlement Commission would not be available in the absence of a challenge to that order. There has to be a finality attained to an order passed by the Court or a quasi-judicial authority. It is only in those rare cases where the order is a nullity at law and is patently demonstrable, that the Court sometimes may treat the order as a nullity at law and non est and enquire into the matter. An order, which is patently a nullity at law on the face of it, can be called in question wherever and whenever it is sought to be relied upon. [Para 9]

Once an application was pending and the Settlement Commission had recorded a finding that there was no true disclosure, it would then be a finding of fact and in a subsequent proceeding, it would not be open to the Settlement Commission to review the said finding in the absence of any power to consider any fresh materials or cause of action. In the instant case, therefore, the finding of the Settlement Commission, that considering the finding recorded in the first application, it would not be open to consider the second application, could not be said to be without jurisdiction. [Para 10]

As regards maintainability of the second application, the Commission, while recording its decision, noted that the petitioner had filed an application and not made full and true disclosure and for that reason the first application was rejected. The second application was filed for the same period making incrementally higher disclosure. The Settlement Commission held that making full and true disclosure is a one-time activity. There cannot be repeated or hopeful attempts at making full and true disclosure. Multiple disclosure militates against the very basis of settlement, which involves true and full disclosure being made so as to warrant consideration. [Para 11]

There cannot be a fresh application in respect of same subject-matter, if the first application is rejected after assuming jurisdiction, as the Settlement Commission is a quasi-judicial authority. The petitioner, in the first application, had disclosed undisclosed income of Rs. 10 lakh which the Settlement Commission in its order rejected. It appeared from the order that no reasons were given except for stating that the Commission did not agree with the petitioner that the quantum of the undisclosed income declared before it was justified. It was true that in the second order, the Commission relied on its first order, but at the same time, the Commission did take note of the fact that the income disclosed in the second application was more than what was disclosed in the second application. The petitioner tried to explain the additional amount by contending that it arose from the same material and the only issue was as to what income had escaped assessment. The same could not be agreed with. A person, who seeks to invoke the jurisdiction of the Commission, must come and disclose the true facts. Nothing had happened between the first disclosure and the second disclosure warranting the petitioner to disclose a larger quantum. On that count also, the finding arrived at by the Commission did not suffer from any error and, consequently, the petition was liable to be dismissed. [Para 13]

Cases referred to

CIT v. ITSC [2000] 112 Taxman 523/246 ITR 63 (Bom.) [Para 11], Ajay Mahendrakumar Shah v. CIT [1997] 92 Taxman 116 (Guj.) [Para 11], Centurion Bank of Punjab Ltd. v. ITSC [2007] 161 Taxman 97/290 ITR 555 (Bom.) [Para 12] and Calcutta Discount Co. Ltd. v. ITO [1961] 41 ITR 191 (SC) [Para 12].

K.B. Bhujle and G.S. Pikale for the Petitioner. B.M. Chatterji, Mrs. P.P. Bhosale and P.S. Sahadevan for the Respondent.

 

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